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Launching Q3 2026

One intelligent platform
for your entire compliance
function.

Built exclusively for alternative asset managers. Every module designed by practitioners who have spent over 20 years doing the job. AI-powered, human-overseen — always.

Join the Waiting List About the Team
15
Compliance modules
3
Jurisdictions — FCA, DFSA, FSRA
20+
Years of practitioner experience behind every module
🤖
AI-Powered Infrastructure
Continuous regulatory monitoring, automated workflows, and real-time intelligence across all three of your regulators — at a scale no in-house team could match manually.
🧠
Human Practitioner Oversight
Every piece of intelligence and every output is shaped by practitioners who have held CCO and COO roles inside alternative investment firms. AI does the heavy lifting. Judgment stays human.
✅
Augmented — Not Automated
Compliance requires human accountability and sign-off. The platform amplifies your compliance function rather than replacing it — giving you speed, accuracy, and audit trails, while keeping you firmly in control.
The Platform

Everything your compliance
function needs — in one place.

Compliance Intelligence replaces the spreadsheets, shared drives, and disconnected tools that most alternative investment compliance teams currently rely on. Each module is built around how your compliance function actually works — not how a software company thinks it should work.

📋
FCA Applications
End-to-end management of FCA authorisation applications, Variations of Permission, Change in Control submissions and ongoing SUP notifications. Full documentation workflow with version control, from initial drafting through to FCA correspondence management.
📊
ICARA
Full support for the IFPR ICARA process — own funds calculation, stress testing, wind-down planning and the Overall Financial Adequacy Rule (OFAR) framework. Ongoing ICARA maintenance is built in so your document stays current throughout the year, not just at annual review.
🎯
Risk Assessments
Business-wide compliance risk assessments covering AML/CTF, market abuse, fraud and operational risk. Structured risk registers with scoring, ownership and annual review workflows built in. Produces FCA-ready documentation as a by-product of the process.
👤
SMCR
Manages the full Senior Managers and Certification Regime — Approved Persons records, Statements of Responsibilities, Management Responsibility Maps, Certification Regime tracking and annual Fitness & Propriety assessments. Everything an FCA supervisor would ask for, maintained automatically.
🔍
AML / KYC
Client and counterparty due diligence, PEP and sanctions screening, and ongoing monitoring — all in one workflow. Aligned to JMLSG guidance for UK-regulated firms and DFSA/FSRA requirements for UAE operations. Complete onboarding records with full audit trail.
✅
Compliance Monitoring Programme
Replaces your spreadsheet-based monitoring with a structured, risk-rated annual testing plan. Tracks completion against schedule, records findings, and automatically escalates overdue items. Monitoring MI feeds directly into your board reports — no manual consolidation required.
🏢
Appointed Representative Monitoring
Built for principal firms with oversight responsibility for Appointed Representatives. Covers onboarding due diligence, ongoing supervision logs, complaint and MI aggregation, annual attestations and FCA notification workflows. Ensures principals can demonstrate they are meeting their full regulatory responsibility for AR conduct at all times.
📡
Regulatory Intelligence
Monitors FCA, DFSA and FSRA publications in real time and maps every change to your firm's specific permissions and business model. Delivers plain-English impact summaries and recommended actions. Includes horizon scanning 6–12 months ahead so you can prepare, not react.
📄
Regulatory Disclosures
Manages all MiFID/MiFIR disclosure obligations including costs and charges reporting, best execution disclosures, and periodic statements. Templates auto-update when the underlying regulation changes, so your disclosures are always current without manual intervention.
📅
Regulatory Returns
Tracks every periodic filing obligation across your regulatory perimeter — FCA RegData, AIFMD Annex IV, SEC Form ADV and more. Deadline management with automated submission tracking so no filing is ever missed.
📚
Policy Library
A single, version-controlled home for all your compliance policies and procedures. Every amendment is tracked, every approval recorded, and every sign-off timestamped. When regulation changes, the platform automatically flags which policies need reviewing.
📈
Board Reporting & MI
Automatically generates professional, board-ready compliance reports directly from live platform data. Eliminates the 2–3 day manual assembly process every reporting cycle. Every report is consistent, accurate and produced in minutes rather than days.
🎓
Training & Competence
Tracks every member of staff's regulatory training — FCA Conduct Rules, AML, CPD, role-specific requirements and everything in between. Automated expiry reminders ensure nothing lapses. Certificate storage, completion records and competency sign-offs all in one place.
🗂️
Compliance Logs
Centralises all compliance issues, near-misses and regulatory breaches in one place. Each item is severity-rated with full workflow management from identification through to resolution and sign-off. Gives you a complete, inspection-ready audit trail at any point in time.
🛠️
Open Module
Bespoke Builds
No two alternative investment firms are identical. If you have a compliance pain point that none of the modules above address — something specific to your fund structure, your investor base, your operational setup, or your regulatory permissions — tell us about it. Our team will assess whether it can be built. Some of the best features in this platform started as a "we've always had to do this manually" conversation.
No commitment. We'll come back to you.
Launch — Q3 2026

Be first in line when
the platform launches.

Design partners get early access, founding member pricing, and direct input into the product roadmap. This is a limited cohort — places go in order of sign-up.

🚀
Early Access
Access the platform before public launch. Shape the product with direct feedback to the founding team.
💰
Founding Member Pricing
Lock in preferential pricing that reflects your status as an early believer. Pricing tiers designed for emerging managers through to complex multi-jurisdiction firms.
📬
Free Newsletter in the Meantime
While the platform builds, stay ahead with the free weekly regulatory digest — FCA, DFSA and FSRA intelligence every Monday morning.
Join the Waiting List
Secure your place on the platform waiting list and subscribe to the free weekly newsletter in one step.
Your details are never shared. Unsubscribe at any time.
✅
You're on the list.
We'll be in touch before launch with early access details and founding member pricing.

— The Compliance Intelligence Team
Bespoke Builds
Tell us your pain point
What's the compliance task at your firm that still lives in a spreadsheet, an email thread, or someone's memory? Describe it — our team will assess whether we can build it into the platform.
We'll respond within 2 working days. Your details are never shared.
🛠️
We've got it.
Thank you — our team will review your request and come back to you within 2 working days.

— The Compliance Intelligence Team