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Built by Practitioners

We have sat in
exactly your seat.

Compliance Intelligence is not a technology company that learned compliance. It is a compliance team that learned to build technology — because we got tired of the tools that didn't understand our world.

"I spent twenty years as CCO and COO inside hedge funds and asset managers. I know what it feels like to read a 90-page FCA consultation on a Friday afternoon and wonder what it actually means for your firm on Monday. Every tool I tried was either built for banks, built for lawyers, or built by people who had never sat through an FCA supervisory visit. That's why I built this."
MK
Founder & CEO
SMF16 · SMF17 · CCO & COO · 20+ years in alternative investment management

Compliance in alternative investment management is not like compliance anywhere else. ICARA, SMCR, AIFMD, UK MAR, JMLSG — these frameworks do not sit in isolation. They overlap, interact, and land differently depending on your fund structure, your investor base, your regulatory permissions, and the jurisdiction you operate in.

Generic compliance news services don't understand this. They aggregate regulatory updates and push them out to everyone from retail banks to law firms. What a hedge fund CCO needs is not a list of everything the FCA published this week — it's a clear signal about what matters for their specific firm, what it requires them to do, and when.

That distinction — between information and intelligence — is the entire reason Compliance Intelligence exists.

Credentials that come from doing the job

Every insight on this platform is grounded in direct operational experience at the types of firms we serve — not research, not advisory work, but hands-on CCO and COO responsibility.

20+
Years as CCO & COO inside hedge funds, private equity, and alternative asset managers
SMF16
FCA Approved Person — Compliance Oversight function
SMF17
FCA Approved Person — Money Laundering Reporting Officer
£2bn+
AUM overseen across UCITS, AIFMD, Cayman, and digital asset fund structures

Founder-led. Built with practitioners.

Compliance Intelligence is a founder-led business, backed by a core team of compliance professionals who have spent their careers inside the alternative investment industry — not advising it from the outside.

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Deep Industry Roots
Every member of the team has held senior compliance and operational roles inside alternative investment firms — hedge funds, private equity, and boutique asset managers. We have navigated FCA supervisory visits, built compliance frameworks from scratch for emerging managers, and overseen the full regulatory lifecycle from authorisation through to ongoing supervision.
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Consultancy Experience
The founding team has collectively run compliance consultancies serving the alternative investment sector. We understand the workflow of compliance — not just the rules. When we write about what an FCA update means for your firm, it's because we have helped firms navigate exactly those situations, not because we read about it.
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Multi-Jurisdiction Expertise
Our experience spans FCA-regulated firms in the UK, DFSA-regulated firms in DIFC, and FSRA-regulated firms in ADGM — the three primary regulatory environments for alternative investment managers operating in or between London and the Gulf. We cover each jurisdiction with the same depth of understanding.
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Exclusively Alternative Investments
We have never served retail banks. We have never built tools for insurance companies. Every decision about what to cover, how to frame it, and what to build into the platform is made through a single lens: what does this mean for a hedge fund, a PE firm, or a boutique asset manager trying to run a lean, effective compliance function?

AI with human oversight.
Always.

We believe the future of compliance is augmented — not automated. The difference matters enormously.

The Augmented Compliance Model
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AI Layer — Monitoring & Aggregation
Continuous monitoring of FCA, DFSA, FSRA and related regulatory sources. Hundreds of updates processed, deduplicated, and first-pass filtered at a speed no human team can match.
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Practitioner Layer — Judgment & Context
Experienced compliance professionals apply sector-specific judgment. Not just what a change says — but what it means for an alternative investment firm's specific structure, permissions, and risk profile.
Intelligence — Actionable & Relevant
Plain-English updates with a clear "what this means for you" lens. No noise. No generic regulatory feeds. Only what matters for your firm, your jurisdiction, and your fund structure.

AI is exceptionally good at monitoring and aggregation. It can watch every FCA publication, every DFSA rulebook amendment, every FSRA market conduct update — continuously, in real time, without fatigue. No human compliance team can do that at scale.

What AI cannot replace is practitioner judgment. Reading between the lines of a consultation paper. Understanding that a proposed change to SMCR prescribed responsibilities will have a very different practical impact on a 12-person hedge fund than on a 200-person investment bank. Knowing which firms need to act now and which can wait.

That is the Compliance Intelligence difference. We use AI as infrastructure — to do what it does better than any human. And we use experienced practitioners to do what no AI can — translate regulatory change into meaningful, firm-specific intelligence.

This augmented approach is not a temporary position while AI improves. It is a permanent philosophy. Regulatory compliance will always require human accountability, human judgment, and human sign-off. Our platform is designed to amplify that judgment, not replace it.

How we decide what makes the cut

Not everything the FCA publishes matters to an alternative asset manager. Our editorial process exists to make that distinction on your behalf.

01
Relevance Filter
Every regulatory update is assessed for direct relevance to FCA-authorised alternative investment firms, DFSA-regulated investment managers in DIFC, and FSRA-regulated firms in ADGM. Updates with no material impact on these firm types do not appear in the feed or the newsletter.
02
Plain English Standard
Every summary is written as if explaining to a competent CCO who is time-constrained — not a lawyer who wants every nuance, and not a junior analyst who needs every term defined. Clear, direct, and specific about what actually changes and what firms need to do.
03
Action Orientation
Every piece of intelligence answers the question that matters: does this require action from my firm, and if so, what and by when? Informational updates are flagged as horizon scanning. Items requiring a compliance response are clearly marked and prioritised.

Regulatory intelligence,
built for your world.

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